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OUR PEOPLE


Bdadvisor values the relationship that is established with each client and works diligently to offer each client the highest possible level of service and expertise by providing a personal and customized solution that fits the client’s needs and budget.

Our team of consultants has the experience, knowledge and skills to help you make your business more efficient and position your broker/dealer for long-term growth and success.

About Our Company

Bdadvisor specializes in providing complete, timely and cost effective financial compliance solutions and services.


The reputation of the financial services industry has been damaged recently. In an attempt to restore confidence, the SEC and other government agencies are generating rules and regulations at a rapid pace, which puts extra strain on the compliance department. Outsourcing some compliance tasks to qualified professionals can be an effective method of dealing with the problem. Proper compliance can protect a firm’s reputation, reduce complaints, and prevent enforcement actions. However, balancing the needs of the client, the sales force and the regulators is the challenge facing a compliance department. How will the rep follow the procedure? How will it affect sales? Will the customer be protected? Assistance from a third party vendor who understands both sales and compliance can provide important insight to this process.

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Broker/Dealer and Registered Investment Advisor  Consultants

Ready to Explore New Possibilities?

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Please contact BD and Advisor Consultants, Inc. at your convenience for an initial consultation. We’ll work with you one on one to determine a roadmap to success. We look forward to working with you soon.

​Call Today: 646-660-0728 or email us info@bdadvisor.com